| Circular Reference | Subject | Date of Circular |
CIR/ARN-25/2023-24
| ARN Circular no. 25 - Centralised Process for AUM Transfer from one MFD to another
Annexure 1a & 1b - Sample of letter to be sent by Transferor MFD to MF clients to inform about change of ARN
Annexure 1(C ) - Sample of letter to be sent to MF clients of deceased MFD for change of ARN code
Annexure 2 - Application form for Transfer of AuM to be submitted by Transferor
Annexure 3 - Application for Transfer of AuM - Covering letter to RTAs
Annexure 4 - Declaration be submitted by Transferee MFD
Annexure 5 - Application form for Transfer of AuM to be submitted by Nominee & Legal heir of deceased MFD
Annexure 6 - NOC from other legal heirs for transfer of AUM in favour of one of the legal heirs
Annexure 7 - Individual Affidavits to be given by ALL the Legal Heirs
Annexure 8 - Bond of Indemnity furnished jointly by all Legal Heirs for Transfer of AUM without Legal Representation
Annexure 9 - Bank Attestation of Signature & bank ac details of legal heir | Mar 28, 2024 |
CIR/ARN-24/2023-24
| Facility / Option to apply for ‘Provisional’ ARN to non-individual entities pending EUIN mapping
Annexure A - LOU for EUIN mapping subsequently - Individual to Corporate MFD
Annexure B - Sample of letter to be sent to MF clients by Individual MFD
Annexure C - LOU for EUIN mapping subsequently by Co.LLP | Mar 28, 2024 |
135/BP/ 107 /2022-23
| AMCs to accept business only from empanelled Distributors
| May 04, 2023 |
135/BP/ 106 /2022-23
| Revision in the Guidelines on Transfer of AUM from one MF Distributor to another
| Mar 21, 2023
|
CIR/ARN/23/2022-23
| Time Limit for submission of annual DSC
| July 25, 2022
|
CIR/ARN-22a/2022-23
| ARN Circular 22a - Revised Code of Conduct for MFDs 2022
Revised Code of Conduct for Mutual Fund Distributors - April 2022
| April 7, 2022
|
CIR/ ARN-21/ 2021-22
| Classification of Sole proprietorship for ARN purposes
| March 30, 2022
|
135/BP/ 99 /2021-22
| Data Sharing Principles to be followed by AMCs while sharing Unitholders’ Data
| March 29, 2022
|
CIR/ ARN-20/ 2021-22
| Time limit for renewal of ARN
| March 28, 2022
|
| SEBI Clarification w.r.t. Data feeds in respect of Direct Plan transactions by the Mutual Fund Distributors, Registered Investment Advisers, Portfolio Managers and Stock Brokers | |
| a. Documentary evidence for having applied to ROC for Name Change
b. Request for Change of Name of MFD - Pursuant to SEBI IA Regulations (Form for Proprietary concerns)
c. Request for Change of Name of MFD - Pursuant to SEBI IA Regulations (Form for non individual MFDs other than Proprietary concern) | |
| AMFI/CIR-19/2020-21 | AMFI GUIDANCE ON MFD NOMENCLATURE(Pursuant to Regulation 3(3) of the SEBI (Investment Advisers) Regulations, 2013) | 20-Oct-2020 |
| AMFI/CIR-18/2019-20 | AMFI Circular no. CIR-18 dt. 04-Jul-2019 - Time Limit for submission of annual DSC | July 4, 2019 |
| 135/BP/ 77/ 2018-19 | Standard Process for Capturing / Updating Email Address and Mobile Number of investors | March 20, 2019 |
| 135/BP/ 76/ 2018-19 | Standard Procedure for Tagging Transactions to T-30 / B-30 PIN Codes
| March 20, 2019 |
| CIR/ARN-17/14-15 | Revised Self Declaration formats | September 26, 2014 |
| CIR/ARN-16/13-14 | AMFI Circular on AMFI Registration for Overseas Distributors | August 20, 2013 |
| CIR/ARN-15/12-13 | AMFI Circular on payment of commission in case of demise of Agent / Distributor | March 28, 2013 |
| CIR/ARN-14/12-13 | AMFI Registration / NISM Certification / KYD Compliance for Overseas Distributors | July 13, 2012 |
| CIR/ARN-13/11-12 | Unified AMFI Guidelines for AMFI REGISTERED MUTUAL FUND ADVISOR (ARMFA) - Clarification/Modification in respect of Clause no. 5.6 on Declaration of Self Certification (DSC), Clause No. 6.3 a) and 6.3 b) on Suspension of Payment of Commission | October 14, 2011 |
| CIR/ARN-12/10-11 | Unified AMFI Guidelines for AMFI REGISTERED MUTUAL FUND ADVISOR (ARMFA) - REVISION IN FORMATS FOR DECLARATION OF SELF CERTIFICATION | March 1, 2011 |
| CIR/ARN-11/09-10 | Unified AMFI Guidelines for AMFI REGISTERED MUTUAL FUND ADVISOR (ARMFA) - REVISION IN FORMATS FOR DECLARATION OF SELF CERTIFICATION | August 11, 2009 |
| CIR/ARN-10/09-10 | Unified AMFI Guidelines for AMFI REGISTERED MUTUAL FUND ADVISOR (ARMFA) - REVISION IN FORMATS FOR DECLARATION OF SELF CERTIFICATION | Jun 09, 2009 |
| CIR/ARN-09/08-09 | Unified AMFI Guidelines for AMFI REGISTERED MUTUAL FUND ADVISOR (ARMFA) | July 18, 2008 |
| CIR/ARN-08/06-07 | AMFI Certification | November 23, 2006 |
| CIR/ARN-07/06-07 | Clarification regarding Self-Certification & Suspension of Payment of Commission | July 06, 2006 |
| CIR/ARN-06/05-06 | Clarification regarding Payment of Brokerage to Intermediaries | March 29, 2006 |
| CIR/ARN-05/04-05 | Clarifications regarding Self-Certification by Intermediaries | July 16, 2004 |
| CIR/ARN-04/03-04 | Clarifications regarding Self-Certification And Nomination Facilities to Agents / Distributors | January 27, 2004 |
| CIR/ARN-03/03-03 | Clarifications regarding payment of brokerage to intermediaries after September 30, 2003 | Sept 3, 2003 |
| CIR/ARN-02/02-03 | Clarifications on the implementation of AMFI Guidelines | March 31, 2003 |
| CIR/ARN-01/02-03 | Guidelines for the Registration of Intermediaries | January 15, 2003 |
