World Investor Week Nov 22-28, 2021

Message from Chairman, SEBI

 Intermediary

Circulars

Circular ReferenceSubjectDate of Circular
SEBI Clarification w.r.t. Data feeds in respect of Direct Plan transactions by the Mutual Fund Distributors, Registered Investment Advisers, Portfolio Managers and Stock Brokers
List of Top 30 cities and PIN codes mapped to Top 30 cities as on 31-Mar-2021
a. List of Top 30 cities as on 31-Mar-2021  ExcelPDF
b. PIN codes mapped to Top 30 cities (as on 31-Mar-2021)  ExcelPDF
a. Documentary evidence for having applied to ROC for Name Change
b. Request for Change of Name of MFD - Pursuant to SEBI IA Regulations (Form for Proprietary concerns)
c. Request for Change of Name of MFD - Pursuant to SEBI IA Regulations (Form for non individual MFDs other than Proprietary concern)
AMFI/CIR-19/2020-21 AMFI GUIDANCE ON MFD NOMENCLATURE(Pursuant to Regulation 3(3) of the SEBI (Investment Advisers) Regulations, 2013) 20-Oct-2020
135/ BP/ 87/ 2020-21 Revision in the Guidelines on Transfer of AUM from one MF Distributor to another & Transfer of AUM of a deceased ARN holder to the ARN of the nominee/ legal heir of the deceased (In partial modification of AMFI Circular no. CIR/ ARN-15/ 12-13 dated March 28, 2013 and AMFI Best Practice Circular no. 135/ BP/ 78 / 201-19 dated March 26, 2019) July 16, 2020
List of Top 30 cities and PIN codes mapped to Top 30 cities as on 31-Mar-2020
a. List of Top 30 cities as on 31-Mar-2020  ExcelPDF
b. PIN codes mapped to Top 30 cities (as on 31-Mar-2020)  ExcelPDF
AMFI/CIR-18/2019-20 AMFI Circular no. CIR-18 dt. 04-Jul-2019 - Time Limit for submission of annual DSC July 4, 2019
135/ BP/ 78/ 2018-19Revision in the Guidelines on Transfer of AUM from one MF Distributor to another (In partial modification of AMFI Best Practice Circular no. 135/ BP/ 43/ 2013-14 dated Jan 22, 2014)March 26,2019
135/BP/ 77/ 2018-19 Standard Process for Capturing / Updating Email Address and Mobile Number of investors March 20, 2019
135/BP/ 76/ 2018-19 Standard Procedure for Tagging Transactions to T-30 / B-30 PIN Codes
a. List of Top 30 cities as on 31-Mar-2019   ExcelPDF
b. PIN codes mapped to Top 30 cities (as on 31-Mar-2019)   ExcelPDF
March 20, 2019
CIR/ARN-17/14-15 Revised Self Declaration formats September 26, 2014
CIR/ARN-16/13-14 AMFI Circular on AMFI Registration for Overseas Distributors August 20, 2013
CIR/ARN-15/12-13 AMFI Circular on payment of commission in case of demise of Agent / Distributor March 28, 2013
CIR/ARN-14/12-13 AMFI Registration / NISM Certification / KYD Compliance for Overseas Distributors July 13, 2012
CIR/ARN-13/11-12 Unified AMFI Guidelines for AMFI REGISTERED MUTUAL FUND ADVISOR (ARMFA) - Clarification/Modification in respect of Clause no. 5.6 on Declaration of Self Certification (DSC), Clause No. 6.3 a) and 6.3 b) on Suspension of Payment of Commission October 14, 2011
CIR/ARN-12/10-11 Unified AMFI Guidelines for AMFI REGISTERED MUTUAL FUND ADVISOR (ARMFA) - REVISION IN FORMATS FOR DECLARATION OF SELF CERTIFICATION March 1, 2011
CIR/ARN-11/09-10 Unified AMFI Guidelines for AMFI REGISTERED MUTUAL FUND ADVISOR (ARMFA) - REVISION IN FORMATS FOR DECLARATION OF SELF CERTIFICATION August 11, 2009
CIR/ARN-10/09-10 Unified AMFI Guidelines for AMFI REGISTERED MUTUAL FUND ADVISOR (ARMFA) - REVISION IN FORMATS FOR DECLARATION OF SELF CERTIFICATION Jun 09, 2009
CIR/ARN-09/08-09 Unified AMFI Guidelines for AMFI REGISTERED MUTUAL FUND ADVISOR (ARMFA) July 18, 2008
CIR/ARN-08/06-07 AMFI Certification November 23, 2006
CIR/ARN-07/06-07 Clarification regarding Self-Certification & Suspension of Payment of Commission July 06, 2006
CIR/ARN-06/05-06 Clarification regarding Payment of Brokerage to Intermediaries March 29, 2006
CIR/ARN-05/04-05 Clarifications regarding Self-Certification by Intermediaries July 16, 2004
CIR/ARN-04/03-04 Clarifications regarding Self-Certification And Nomination Facilities to Agents / Distributors January 27, 2004
CIR/ARN-03/03-03 Clarifications regarding payment of brokerage to intermediaries after September 30, 2003 Sept 3, 2003
CIR/ARN-02/02-03 Clarifications on the implementation of AMFI Guidelines March 31, 2003
CIR/ARN-01/02-03 Guidelines for the Registration of Intermediaries January 15, 2003