 |
|
|
ARN Suspended from doing Mutual Fund Business
|
Suspension Revoked
|
|
| SR. No |
ARN |
Name of ARN Holder |
With effect from |
With effect from |
| 1 |
18964 |
Smt Saraswati Biswal |
May 26, 2006 |
- |
| 2 |
44259 |
Mr Rajat Joshi |
February 18, 2008 |
- |
| 3 |
40886 |
Mr. Shreeharsha |
August 29, 2008 |
- |
| 4 |
31773 |
Mr. Chandra Shekhar |
December 21, 2009 |
- |
| 5 |
48924 |
M/s Royal Mark Financial Services |
December 24, 2009 |
- |
| 6 |
49397 |
Mr. Chandra Bhushan Jha |
February 17, 2010 |
- |
| 7 |
37277 |
M/s Unicon Insurance Advisors Private Limited |
March 12, 2010 |
- |
| 8 |
54196 |
M/s Fairwealth Securities Pvt Ltd. |
April 16, 2010 |
July 06, 2011 |
| 9 |
35063 |
Mr. Chandan Panjwani |
May 19, 2010 |
- |
| 10 |
53107 |
M/s Champion Advisory Services |
May 19, 2010 |
- |
| 11 |
20534 |
Mr. Guruprasad Acharya |
July 26, 2010 |
- |
| 12 |
28978 |
Ms. Abha Jain (suspended for one year) |
February 15, 2011 |
June 01, 2012 |
| 13 |
26734 |
M/s Shree Investments |
May 19, 2011 |
- |
| 14 |
82283 |
Mr. Ashish Mukherjee |
August 09, 2011 |
May 22, 2012 |
| 15 |
51162 |
Alka Agrawal |
October 08, 2012 |
- |
| 16 |
78818 |
M/s. Digital World |
January 24, 2013 |
- |
| 17 |
9336 |
Mr. Narendra Mohanlal Thakkar (suspended for one year) |
February 01, 2013 |
- |
|
|
ARN Terminated
|
Termination Revoked
|
|
| SR. No |
ARN |
Name of ARN Holder |
With effect from |
With effect from |
| 1 |
53467 |
Mr. K Lalrinhlua |
July 26, 2011 |
- |
| 2 |
2129 |
M/s Credent Portfolio Management Pvt Ltd |
October 19, 2011 |
April 26, 2012 |
| 3 |
81263 |
Mr. Naveen Kumar Malla |
December 16, 2011 |
- |
| 4 |
28580 |
Mr. Nilesh Pravinkumar Shah |
February 09, 2012 |
- |
| 5 |
30658 |
Mr.Prasenjit Laha |
May 14, 2012 |
- |
| 6 |
30618 |
Mr. Patel Alkeshkumar Ambalal |
June 14, 2012 |
- |
| 7 |
28978 |
Ms. Abha Jain |
April 26, 2013 |
- |
|
|
No registration fee for new ARN registration
Registration fees are waived for all the distributors registering for the first time in the categories of Individuals (including Senior Citizen) and new cadre of Distributors during the period from February 1, 2013 to June 30, 2013.
For more details please click here.
REVISED CODE OF CONDUCT FOR INTERMEDIARIES OF MUTUAL FUNDS
For more details please click here.
NEW CADRE OF DISTRIBUTORS
For more details, please click here.
|
|
With effect from June 1, 2010, AMFI Mutual Fund Certification program is discontinued. Accordingly, test for AMFI Mutual Fund (Basic) Module and AMFI Mutual Fund (Advisors) Module will not be conducted from June 1, 2010. National Institute of Securities Markets (NISM) would be
conducting Mutual Fund Distributors Certification Examination from June 1, 2010 onwards.
For further details please log on to http://www.nism.ac.in.
AMFI Refresher Course stands discontinued with effect from June 1, 2010. Consequently the mandate given to Indian Institute of Capital Markets (IICM) and Centre for Education and Learning
(CIEL) by AMFI for conducting Refresher Course stands withdrawn. NISM is conducting 'Continuing Professional Education' (CPE) Program for Mutual Fund Distributors from June 1, 2010.
For further details please log on to http://www.nism.ac.in.
|
|
